Nexus Insurance Brokers Hiring for Compliance Officer / Deputy MLRO Job at Dubai Full Time

The Compliance Officer/Deputy MLRO will support and assist the MLRO in all responsibilities and will act during their absence.

Main Duties:

• Assisting the MLRO in researching the firm’s organization and its requirements
• Assisting in the development and monitoring the compliance controls in the firm
• Keep up to date with regulatory developments
• Support the staff in the firm to maintain compliance and assist the governing body in developing the compliance culture of the firm
• Write and present compliance reports when necessary
• Consider and advise on the regulatory implications of new business strategies
• Plan and deliver compliance training alongside the MLRO
• Maintain an effective relationship with relevant external bodies and respond to requests on consultations
• Deal with complaints regarding non-compliance
• Identify, investigate and resolve non-compliant activity within the firm
• Inform regulatory bodies of breaches in rules and regulations
• Assist in developing and monitoring the firm’s compliance with its training and competency programme and training and competency document.

Key Skill Set:

• Risk Assessment
• Conflict Management
• Integrity
• Updated with the constant change in rules etc

Preferred Attributes or Competencies:

• Constant Assertiveness
• Well groomed, professional and personable
• Full understanding of both the company’s structure
• Full understanding of the regulatory requirements
• Always keep a friendly approach to staff member and visitors

Experience and Qualifications:

• 5 years experience in a Compliance Dept within the financial services sector within the GCC.
• Must have AML qualifications
• Team player
• Able to act with a minimum of supervision
• Strong investigational, analytical, ethics and problem-solving skills
• Extraordinary attention to detail