Investsky Hiring for co/mlro at Dubai Full Time

We are looking for someone passionate about building the next big thing and making a true impact in the region.
Key Responsibilities:

• Administering Relevant Policies & Procedures – Review and advise on areas of regulatory change and applicable best practices in the region and update the relevant manuals and procedures as necessary.
• Liaising with Regulators – Maintain close liaison with the relevant regulatory bodies and obtain any necessary licenses, and consents, make ad hoc notifications, file periodic regulatory returns, and provide information upon request.
• Provision of Advice & Support – Review any marketing materials and make the necessary AML/KYC checks in a timely manner to ensure compliance with regulatory requirements. Provide guidance and advice to the Board and senior management on any local regulatory matters.
• Compliance Monitoring and Management Reporting – Conducting quarterly compliance monitoring and surveillance, reporting to the Board and senior management on the appropriateness and effectiveness of the Firm’s systems and controls, and implementing any required. enhancements.
• Record Keeping – Maintain proper records in relation to Controllers, senior management apportionment, authorized individuals, breaches, fitness and propriety, complaints, training and competence, conflicts identification and management, communications and marketing, client-related documentation, regulatory returns, notifications made, DFSA correspondence and individuals’ declarations and undertakings.
• Filing of Regulatory Returns – Preparation and filing of all DFSA-required reports.
• Due Diligence and Monitoring – Preparation Monitor and review transactions to identify and report suspicious activity. Additionally, conduct risk assessments and due diligence on clients and business partners.

Competencies

• Knowledgeable and comfortable with DFSA’s rulebook.
• Attention to detail and strong analytical skills.
• Excellent written and verbal communication skills.

Nice-to-have

• Experience with retail clients.
• Certified Anti-Money Laundering Specialist (ACAMS).
• DFSA approved CO/MLRO.

Benefits

• Market-standard compensation;
• Generous Employee Stock Ownership Plan in line with our belief that our employees should be owners of the company and not just contributors;
• You’ll never have to pay for our premium paid plans 😉
• Being part of a founding team building something revolutionary in FinTech in the region.